MessageWatcher email and social media monitoring and archiving software
social media tracking
®

Broker-Dealers
Risk Mitigation Compliance
Investment Advisors
Risk Mitigation Compliance
Risk Mitigation Compliance
Banks
Risk Mitigation Compliance


HIPAA protects both patient privacy and security in records transmissions between health providers and insurers. This requires strict data management and electronic communication techniques. MessageWatcher is able to provide products, services, and consulting to help your organization tackle these objectives. Hosting Exchange, POP3, IMAP and Web Mail provided at a low cost with minimal setup charges. Our implementation team gets you up and running quickly without taking up your IT staff's valuable time. MessageWatcher can also provide web site development and web site hosting


REGULATION RETENTION PENALTIES
SEC 17a-3 and 17a-4 Broker/Dealers must retain records for up to 7 years. Determined on a case by case basis.
Gramm-Leach-Bliley Act Financial institutions must ensure security and confidentiality of customer data. No time limit given. Fines up to $500,000, imprisonment up to 10 years.
Health Insurance Portability
and Accountability Act (HIPAA)
Members of health care industry must retain patient information for 6 years. Fines up to $250,000, imprisonment up to 10 years.
Sarbanes-Oxley Accounting firms that audit publicly traded companies must retain all related documents for 7 years after audit. Fines up to $5 million, imprisonment up to 20 years.